For firms involved in the financial markets, it is fairly easy to get caught up in illegal market
For firms involved in the financial markets, it is fairly easy to get caught up in illegal market
The Financial Conduct Authority (FCA) requires all non-bank payment service providers (PSPs) to perform safeguarding procedures. These procedures
What the new consumer duty means for the regulated sector The UK’s financial regulator, the FCA, have confirmed
Since 2019, all FCA-regulated firms are required to comply with the Senior Managers and Certification Regime (known as
The FCA requires financial firms to follow a formal process for receiving and handling customer complaints. That means
A recent report estimated that 27.7m UK adults could be considered to be living in vulnerable circumstances, an
The Joint Money Laundering Steering Group has produced guidance on the prevention of money laundering for the UK
Preparing for a new era in financial compliance with Sarbanes-Oxley (SOX) In March 2021, the UK’s Department for
The Payment Services Regulations 2017 (the ‘Regulations’) apply to banks, building societies, card issuers, and other firms which
What is Professional Liability Insurance (PII)? Professional liability insurance, also known as errors and omissions (E&O) insurance, is
The rise of artificial intelligence is leading to deceptive marketing practices. Buyer beware The rise of artificial intelligence
Omnitrack Release Notes – 2.124.0 Release Date: 02.03.2025 Introduction During this sprint, we addressed the issue related to
A dynamic risk assessment (DRA) is a continuous process of identifying hazards, assessing risks, and implementing control measures
Proliferation financing (PF) is becoming a bigger problem for businesses in the UK and EU, and the consequences
The ongoing friction between the US and the EU over data privacy could have profound consequences for businesses
The UK data protection landscape is on the verge of significant change with the Data (Use and Access)
On February 20, 2025, the US Department of State designated eight Transnational Criminal Organisations (TCOs) as Foreign Terrorist
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