The UK is introducing Sarbanes-Oxley. Are you ready?

Since 2019, all FCA-regulated firms are required to comply with the Senior Managers and Certification Regime (known as SMCR, or SM&CR) a program designed to raise standards of conduct for everyone working in financial services. Formulated after the financial crisis of 2008, SMCR provides a framework for firms to:

  • Encourage all staff to take personal responsibility for their actions
  • Ensure a clear understanding of the division of responsibilities among senior managers in a firm
  • Improve conduct at all levels

VinciWorks’ new course, SMCR: The Senior Managers and Certification Regime, will provide you with the training you need to comply with SMCR requirements. It includes an in-depth look at each of the five Conduct Rules for general staff and the four Conduct Rules for Senior Managers. 

Topics covered

  • The history of SMCR
  • Exploring the three pillars
  • The Senior Managers Regime
  • The Certification Regime
  • The Conduct Rules in depth
  • Who does this apply to? 
  • SMCR in the organisation
  • How to report a breach

Course features

  • Provides short but comprehensive training 
  • Includes practical examples and real-life case studies from the business world
  • Incorporates short, interactive assessments
  • Fully customisable for specific cases related to your business

Try now