Since 2019, all FCA-regulated firms are required to comply with the Senior Managers and Certification Regime (known as SMCR, or SM&CR) a program designed to raise standards of conduct for everyone working in financial services. Formulated after the financial crisis of 2008, SMCR provides a framework for firms to:
- Encourage all staff to take personal responsibility for their actions
- Ensure a clear understanding of the division of responsibilities among senior managers in a firm
- Improve conduct at all levels
VinciWorks’ new course, SMCR: The Senior Managers and Certification Regime, will provide you with the training you need to comply with SMCR requirements. It includes an in-depth look at each of the five Conduct Rules for general staff and the four Conduct Rules for Senior Managers.
Topics covered
- The history of SMCR
- Exploring the three pillars
- The Senior Managers Regime
- The Certification Regime
- The Conduct Rules in depth
- Who does this apply to?
- SMCR in the organisation
- How to report a breach
Course features
- Provides short but comprehensive training
- Includes practical examples and real-life case studies from the business world
- Incorporates short, interactive assessments
- Fully customisable for specific cases related to your business
