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SMCR: The Senior Managers and Certification Regime

45 Minutes Full course Financial Services

This course will provide you with the training you need to comply with SMCR requirements.

Description

All FCA-regulated firms are required to comply with the Senior Managers and Certification Regime, a program designed to raise standards of conduct for everyone working in financial services. This course will provide you with the training you need to comply with SMCR requirements. It includes in-depth looks at each of the six Conduct Rules for general staff and four Conduct Rules for Senior Managers.

Course Objectives

  • What the SMCR is
  • How to comply to the SMCR
  • How to report a breach

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This is a trial version of the course SMCR: The Senior Managers and Certification Regime. Please note, we do not offer certificates for trial course completions.

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Stewart Haynes

Group Compliance & Data Protection Officer
VistaJet (Group) Limited

One of the strengths of VinciWorks is facilitating the collaborative process. This has produced better solutions that achieve our mutual compliance goals and importantly does so at a lower cost.

Guy Powell

Head of Compliance and Standards
Hogan Lovells

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Compliance Manager
Arran Isle Limited

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Mark Hawkins

Training and Development Manager
Audley Travel

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Che Odlum

Compliance Manager
DLA Piper