The Financial Conduct Authority (FCA) requires the country’s 1.1 million financial services workers to maintain high quality standards by following highly-regimented protocols and procedures for countless regulated tasks and roles. Failure by employees to comply with the requirements of any of a variety of laws and standards relating to the industry can result in fines or worse.
VinciWorks’ FCA training courses are designed to give financial firms all the resources they need to ensure that staff is trained and prepared with everything they need to comply with the FCA’s demands.
Explains the safeguarding procedures that payment service providers must perform under FCA requirements.
Provides familiarity with the conduct rules that all financial services staff must follow, as well as the Senior Managers and Certification Regime required of senior staff members.
Training for all staff to recognise, respond to and track regulated complaints about financial services.
Two interactive courses to give your staff the tools to spot the signs and characteristics of vulnerability in specific target markets and provide appropriate care to vulnerable customers.
A short course that tests users’ knowledge of how to identify and treat vulnerable customers, and best practice with vulnerable customers.
The (FCA) is the main financial regulatory body in the United Kingdom, monitoring conduct at more than 50,000 financial services firms to ensure consumers get honest, fair and effective service.
The proper working of financial markets plays a critical role in the lives of everyone in the UK, from children’s ISAs to pensions, direct debits to credit cards, loans to investments. The FCA requires firms to continuously demonstrate that they meet a number of requirements in order to operate in these fields. If firms or individual staff members fail to meet these standards, the consequences can be dire. Our training suite provides firms with the tools to make sure employees know everything they need to excel in their fields.
Our FCA reporting solution allows compliance staff to gather all data and supporting documents in one centralised system. Automation tools allow you to set reporting reminders and automatic flagging helps you spot problems as they arise. All of our forms, dashboards and workflows are fully customisable and our system is so easy to use, you can implement it without the need for an IT department.