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FCA, SRA

Treasury confirms plans to hand AML supervision to the FCA but the takeover faces uncertain future

Naomi Grossman

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Increased SRA fines and recent disciplinary decisions to be aware of

The SRA has won approval from the government to increase regulatory fines from £2,000 to £25,000. They also plan to introduce a new system of fixed penalties for lower-level breaches, with the goal to reduce the number of cases passed on to the Solicitors Disciplinary Tribunal.

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Money laundering for payment providers and art market participants

What do the upcoming changes to the UK's money laundering regulations mean for payment providers and art market participants?

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Reduced workforce? Here’s 5 health and safety areas you need to revisit

Understand the five key areas to review when operating a reduced workforce to ensure you continue to meet your health and safety obligations.

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Upcoming SRA AML survey: Make sure you’re prepared!

The deadline for completing the upcoming SRA AML survey is 31 July–here are some insider tips for completing the questionnaire.

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Omnitrack version 2.65.0

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On-demand webinar: AML – Maintaining compliance in uncertain times

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Dismissal can still be unfair without two years of service

Not all claims for unfair dismissal under the Employment Rights Act require two years' service. Some can be automatic unfair dismissal.

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Your ESG guide to IIRC

Want to find out if the IIRC might be the right framework for your business? Download our quick start ESG guide to IIRC, free of charge.

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What are examples of sanctions breaches?

What are some examples of sanctions breaches? How to businesses get fined if they breach sanctions, what are costs and the lessons?

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A Guide To Money Laundering Compliance In Guatemala

The key challenges of AML compliance in Latin America and the Caribbean Whether conducting risk assessments or reviewing

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A Guide To Money Laundering Compliance In El Salvador

The key challenges of AML compliance in Latin America and the Caribbean Whether conducting risk assessments or reviewing

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What is the Danske Bank money laundering scandal?

How one Danish bank spectacularly failed in AML procedures What is Danske Bank? The bank was the largest

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The SRA set to review all UK law firm websites

In August, the SRA announced that it plans to check all law firm websites for compliance with its

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A Guide To Money Laundering Compliance In Colombia

The key challenges of AML compliance in Latin America and the Caribbean Whether conducting risk assessments or reviewing

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A Guide To Money Laundering Compliance In Brazil

The key challenges of AML compliance in Latin America and the Caribbean Whether conducting risk assessments or reviewing

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What are B Corps and how are they certified?

Gone are the days when businesses were only expected to generate profits and it was up to non-profits

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New guide: The Legal Sector and ESG

Environmental, social and governance strategies for professional services VinciWorks is pleased to publish a new guide, free to

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Omnitrack version 2.71.0

Features We’ve redesigned the export submissions experience to give you more options when exporting. You’ll now see settings

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