Thought Leadership

Resources and insights

FCA issues £13m fine for financial misrepresentation: Future cases could be criminal

Nick Henderson-Mayo

Popular tags

Categories

The largest financial fines of 2020

In 2019, the FCA registered nearly £400 million in fines for compliance breaches, and investigators are striking out high and fast against non-compliance.

VinciWorks

September 1, 2020

The 6th Money Laundering Directive – What you need to know

VinciWorks

August 27, 2020

Germany’s decision not to postpone DAC6 reporting – are you affected?

If you are an intermediary that has a legal presence in Germany, you need to start reporting cross-border transactions now.

VinciWorks

August 24, 2020

regulatory-agenda

Regulatory Agenda for August 2020

Since our last update in July, the government has released further information on its COVID-19 support schemes.

VinciWorks

August 24, 2020

Upcoming Event – Fourth DAC6 Core Group Meeting

Join our fourth DAC6 Core Group meeting featuring an open Q&A session with James Marshall, HMRC’s DAC6 policy lead, and a panel of international experts.

VinciWorks

August 17, 2020

Create relevant training in seconds – What is a course builder?

Our courses team has developed sophisticated course builders for our compliance courses to deliver courses specifically tailored to each user.

VinciWorks

Increased risk of modern slavery amid COVID-19 pandemic

The COVID-19 pandemic increased the risk of modern slavery. Learn how to spot signs of modern slavery and what we can do to mitigate the risks of modern slavery.

VinciWorks

Mexico to implement their own version of DAC6

VinciWorks

On-demand webinar: DAC6 reporting solution – Feature updates

In this webinar, we covered the core features of our software and new features that have recently been added.

VinciWorks

March compliance news round-up

What’s in this update? Could GDPR go the way of ESG? Law firms under attack by the White

Nick Henderson-Mayo

What does LOLER stand for?

LOLER stands for the Lifting Operations and Lifting Equipment Regulations. These regulations were introduced in 1998 in the

Nick Henderson-Mayo

CASS, FCA

Get ready for CASS 15

What do the FCA’s upcoming safeguarding rules mean for your business? The financial industry is bracing itself for

Naomi Grossman

University of Sussex slapped with large fine for breaches relating to free expression and academic freedom

The Office for Students (OfS) slapped University of Sussex with a £585,000 fine for breaching conditions E1 and

Sara Henna Dahan

Major tax evasion crackdown announced by Chancellor in Spring Statement

Despite years of promises to crack down on tax evasion, in particular the failure to prevent model under

Nick Henderson-Mayo

UK steps up sanctions penalties with raft of fines and enforcement actions

The UK’s financial sanctions enforcement landscape has seen significant developments in recent weeks, as the Office of Financial

Nick Henderson-Mayo

AML, Gambling

Corbett Bookmakers is fined for AML failings. Is this a wake-up call for the gambling industry?

The recent fine of £686,070 imposed on Corbett Bookmakers by the UK Gambling Commission can be seen as

Naomi Grossman

UK publishes new modern slavery guidance as government plans crackdown

Almost ten years since the Modern Slavery Act was passed into UK law, the Home Office has now

Nick Henderson-Mayo

Sign up for our newsletter

Experience exceptional
for yourself

Want to speak to us? Complete our short form and we’ll get back to you.

By filling in this form you agree to share your information with VinciWorks. We take privacy seriously, click here to read our privacy notice.