SRA

Resources and insights

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New rules and guidance from SRA – SLAPPs and quality assurance

The SRA have released further guides and rules over the last few months. In this blog, Compliance Office’s Andrew Donovan shares the key points.

VinciWorks

February 12, 2023

Conducting an independent AML audit: Can your firm avoid raising the red flags?

Firms are facing increasing pressure to make sure that their Anti Money Laundering (AML) compliance programme is effective.

VinciWorks

February 9, 2023

Firm fined for AML compliance failures

The Solicitors Regulation Authority (SRA) has fined the conveyancing firm, Ferguson Bricknell Solicitors £20,000, for falling short of its anti-money laundering (AML) obligations.

VinciWorks

January 19, 2023

The 2023 Compliance Agenda: Download your guide to compliance in 2023

Here are the 10 top compliance priorities to be aware of in 2023 along with tips on next steps | Download the free 2023 Compliance Agenda

VinciWorks

January 11, 2023

SRA issues warning notice on SLAPPs (strategic lawsuits against public participations): how might the notice affect your firm?

The SRA issued a warning notice on SLAPPs (strategic lawsuits against public participation). Learn how this notice will affect your firm.

VinciWorks

January 5, 2023

New SRA guidance on effective supervision

SRA has included a section on effective supervision that is applicable to all solicitors and firms that supervise individuals delivering legal services. Learn more!

VinciWorks

January 5, 2023

SRA tackles toxic workplace culture with their updated guidance

With the SRA's updated guidance on workplace culture, ensuring staff wellbeing is now a regulatory requirement.

VinciWorks

January 4, 2023

Five steps firms can take towards a more positive workplace culture

According to the SRA, a positive workplace culture is essential. Here are 5 steps firms can take toward a positive workplace culture, based on the latest SRA guidance.

VinciWorks

January 2, 2023

Economic Crime and Transparency Bill removes SRA statutory fining limit

The Economic Crime and Corporate Transparency Bill removes the statutory fining limit for the Solicitors Regulation Authority (SRA).

VinciWorks

December 29, 2022

World Cup AML risk: why a quarter of competing countries should make firms look twice

What country are you backing in the World Cup? Thanks to office sweepstakes and online betting, many of

Nick Henderson-Mayo

US Supreme Court expands Helms-Burton liability, making Cuba sanctions exposure riskier for companies

A recent US Supreme Court decision has significantly altered the risk landscape for businesses that currently operate in,

Sara Henna Dahan

AML, FCA, ML

FCA shuts down payments firm over financial crime concerns

In a remarkable move, the FCA has effectively shut down a payments firm after identifying what it described

Naomi Grossman

Data (use and access) Act, Data Protection, DUAA

New UK data protection complaints law takes effect in two weeks

A significant change to UK data protection law is now just weeks away. From 19 June 2026, every

Naomi Grossman

Astute, Astute eLearning Platform, Astute eLearning Platform|Compliance|eLearning|Health and Safety, Astute eLearning Platform|eLearning, Astute eLearning Platform|eLearning|LXP, Astute eLearning Platform|LXP, Astute update

What’s new in Astute LXP – June 11th 2026 update (v3.5.4)

This month’s update continues our focus on Instructor-Led Training, plus reporting clarity and a handful of smaller refinements

Nick Henderson-Mayo

What the FTI Consulting settlement tells us about sanctions compliance training

Sanctions enforcement is moving fast, and the latest OFAC settlement with FTI Consulting is another reminder that sanctions

Sara Henna Dahan

AI, AI hallucination, Legal sector, police and AI

Police told to hit pause on AI-generated court statements amid fears of legal contamination

The rapid adoption of AI across the justice system has hit a speed bump after several UK police

Naomi Grossman

AI, Compliance, Data Protection, eLearning, GDPR

GDPR at eight: Why nearly one in three compliance professionals cannot confirm their risk assessments are current

New VinciWorks survey finds AI governance has become the defining GDPR challenge, while basic risk management is falling

Asha Purohit

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World Cup AML risk: why a quarter of competing countries should make firms look twice

Nick Henderson-Mayo

US Supreme Court expands Helms-Burton liability, making Cuba sanctions exposure riskier for companies

Sara Henna Dahan

FCA shuts down payments firm over financial crime concerns

Naomi Grossman

New UK data protection complaints law takes effect in two weeks

Naomi Grossman

What’s new in Astute LXP – June 11th 2026 update (v3.5.4)

Nick Henderson-Mayo

What the FTI Consulting settlement tells us about sanctions compliance training

Sara Henna Dahan

Police told to hit pause on AI-generated court statements amid fears of legal contamination

Naomi Grossman

GDPR at eight: Why nearly one in three compliance professionals cannot confirm their risk assessments are current

Asha Purohit

How to make your GDPR programme regulator-ready

Naomi Grossman

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