SRA Compliance Management Suite

Taking the stress out of SRA compliance

Many firms are still wasting huge amounts of time by using email and Excel to capture data on diversity, accounts rules, code of conduct, regulatory breaches, annual declarations, AML risk assessments and so much more for the SRA. These approaches often result in chasing missing information, email replies going unnoticed and collating unstructured, inconsistent responses into hard-to-manage reports.

VinciWorks' SRA Compliance Management Suite allows firms to collect data efficiently and securely into one centralised location. COLPs and COFAs can seamlessly review all completions, aggregate data via a centralised dashboard and monitor, track, alert and follow up on progress throughout the process.