Our flexible FCA compliance tool
Complying with the FCA Handbook can be challenging. Firms may struggle with:
Data collection - Manually collecting data can be time consuming. Collected data is often fragmented, resulting in incomplete or inappropriate information not being followed up.
Ongoing nature of compliance - While collecting data via forms is easy, many firms lack the measures to review and maintain that data.
Understanding best practice - FCA rules, such as those for SMCR, are complex and vary depending on the size and nature of your firm.
Our solution allows compliance staff to gather all data and supporting documents in one centralised system. Automation tools allow you to set reporting reminders and automatic flagging helps you spot problems as they arise. All of our forms, dashboards and workflows are fully customisable and our system is so easy to use, you can implement it without the need for an IT department.