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FCA, SRA

Treasury confirms plans to hand AML supervision to the FCA but the takeover faces uncertain future

Naomi Grossman

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Partner receives £32,000 fine secretly working on a deal with his firm on the opposite side

SRA fines against partner acting on both sides of a case while a barrister pleads guilty to buying drugs from their client.

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SRA Diversity Survey 2023 – What You Need to Know

The Solicitors Regulation Authority (SRA) has announced that its mandatory diversity survey will be due sometime in the summer of 2023.

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SRA set to get new powers to enforce economic crime regulations

The Solicitors Regulation Authority is set to get new powers to spot check unregulated firms with their economic crime compliance.

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SRA fines law firm for AML compliance failures

A Settle-based firm of solicitors was issued a £5,000 penalty by the SRA for money laundering compliance failures

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Failure to prevent fraud: controversial new details announced

UK Government offers the bare minimum in fraud prevention regulations, with controversial exemptions for SME's and less stringent offences.

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Manual Handling at Work

In every business there is the possibility of accidents or risks occurring as a result of unsafe working practices or hazards.

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Omnitrack version 2.82.0

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GDPR checklist – Is your business GDPR compliant?

Is your business GDPR compliant? Use our comprehensive GDPR checklist to help you find out and to fix any GDPR shortcomings.

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Chag Ha Aviv, Jewish holiday, passover, religion, Seder

Passover

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Omnitrack version 2.94.0

New AML onboarding integration with Credas Omnitrack, VinciWorks’ end-to-end AML client onboarding solution, continues to simplify the onboarding

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SFO, Tipping off

Guilty: British lawyer tipped off client about fraud probe

Probe was part of a larger 10-year investigation into corruption at ENRC A British lawyer, William Osmond, was

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Preventing Slips Trips and Falls

Preventing slips, trips and falls is vital to protect health and safety at work. This guides covers; What

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VinciWorks course release notes: In-browser editor, safeguarding training and more

Added in-browser editor to 100 courses Tailoring courses has just become a whole lot easier. If you’ve ever

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A life of regulation: Sandra Erez on women in compliance

Living dangerously. It is 1971, on a sultry June evening in the Long Island suburbs of New York,

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Compliance weaknesses highlighted in Law Society of Scotland’s AML report

The recently released annual report also emphasises the agency’s efforts to engage with issues around AML The Law

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Lycamobile’s French Companies Fined for Money Laundering and VAT Fraud

The former CEO has been jailed for three years In a landmark ruling, Lycamobile’s French companies have been

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FATF grey list updates: Why was Bulgaria added?

Panama removed and UAE makes progress On 27 October 2023, the Financial Action Task Force (FATF) met in

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Die deutsche Antigeldwäsche-Revolution

Wie die Einrichtung eines Bundesamts zur Bekämpfung von Finanzkriminalität die Compliance im Bereich Geldwäsche revolutionieren könnte Die Bundesrepublik

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