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From client account to compliance failure: lessons from the SRA’s £68K fine

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What is a Record?

  • Understanding what records actually are is the first step in understanding how to maintain good management of them. This guide from DeltaNet explores different types of records, and why record management is important.
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VinciWorks

April 12, 2022

Records Management Policy

  • Having a good policy in place when it comes to records management gives your business a structure to keep records to a high standards. This guide from DeltaNet explores what makes a good policy, and how it can benefit you.
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VinciWorks

April 12, 2022

Records Management Compliance

  • Having good records management is beneficial for businesses in a number of ways, so having a strong level of compliance is only ever a good thing. This guide from DeltaNet describes the steps you can take to comply to records management, and what impact this will have on your business.
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VinciWorks

April 12, 2022

Information Quality in the Workplace

  • Having a high quality of information means that businesses are maintaining reliable, accurate and secure documents. This guide from DeltaNet explores how to achieve high information quality, and why this is so important for companies in the long-term.
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VinciWorks

April 12, 2022
  • AML for law firms, Sof/sow, SRA

Source of Funds and Wealth: The SRA’s latest thematic review and what it means for law firms

The Solicitors Regulation Authority (SRA) has released a new Thematic Review of Source of Funds and Wealth Compliance

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Naomi Grossman

Inside the Atlanta Hawks fraud: How one executive exposed the cost of complacency

When basketball team Atlanta Hawks hired Lester T. Jones Jr. in 2016 as Director of Financial Planning &

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Nick Henderson-Mayo

Canada’s new financial crimes agency: a national crackdown on fraud and economic abuse

Canada is preparing to overhaul its approach to financial crime. Budget 2025 unveils the country’s first-ever National Anti-Fraud

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Nick Henderson-Mayo

Coinbase fined €21.4m for transaction-monitoring failures or the cost of missing 31% of your transactions

Ireland’s first crypto enforcement case highlights the growing regulatory focus on AML systems and governance   A €176

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Sara Henna Dahan

Inside BaFin’s 2025 enforcement drive: From Deutsche Bank to J.P. Morgan

Germany’s financial regulator, BaFin, has rarely been so visible. In 2025, the watchdog imposed some of its largest

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Nick Henderson-Mayo

  • AI Act, Data Protection, GDPR

Europe’s data revolution: What do the GDPR digital omnibus and AI Act reforms mean for UK businesses?

The EU is quietly entering a new era of digital regulation, one that could reshape how data protection

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Naomi Grossman

One in 35 UK businesses faced bribery last year: Inside the Economic Crime Survey 2024

The UK government has released its long-awaited Economic Crime Survey 2024, and the results paint a stark picture

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Sara Henna Dahan

  • AML, SRA

The £9.1m warning or what law firms can learn from the Jeremy Bennett AML fine

When a solicitor of more than three decades’ standing is fined for breaching money laundering regulations, it’s time

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Naomi Grossman

Training failures leave UK firms exposed under new data law

VinciWorks survey reveals that fewer than 2% of organisations are fully ready for the Data Use and Access

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Charlotte Higginson

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