SRA

Resources and insights

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Anti Money Laundering: SRA firm fined £232,500

As part of a settlement agreement with the SRA, a large SRA regulated firm has been fined £232,500 for money laundering breaches.

VinciWorks

January 9, 2022

File Reviews – Best practice guidance

VinciWorks has recently launched our File Review workflow, which is now included in the SRA Compliance Suite, to help firms stay on top of file reviews.

VinciWorks

September 30, 2021

New course release – SRA Standards and Regulations: A Practical Overview

VinciWorks will soon be releasing an SRA refresher course relevant for anyone working in the legal industry in England and Wales.

VinciWorks

July 7, 2021

SRA publish diversity reporting deadline dates

The SRA have announced that firms will need to collect, report and publish their diversity data by 5 August 2021.

VinciWorks

June 16, 2021

Upcoming webinar: In conversation with the SRA

In this webinar, we are joined by the SRA’s Policy Associates Jantinderpal Loyal and Richard Silver to look back at the last 18 months of SRA compliance.

VinciWorks

June 8, 2021

The SRA law firm diversity survey – What you need to know

All SRA regulated firms have an obligation to collect, report and publish data about the diversity make-up of their workforce every two years.

VinciWorks

April 12, 2021

Is continuing competency continuing and are you competent?

The organisations that regulate Solicitors are questioning whether in fact the easing of mandatory CPD was actually the correct choice.

VinciWorks

July 27, 2020

On-demand webinar: SRA Standards and Regulations – Your questions answered

We were joined by the SRA's Policy Associate Jatinderpal Loyal to answer questions solicitors have on the new SRA Standards and Regulations.

VinciWorks

December 4, 2019

The SRA Standards and Regulations are here – What are the key changes?

The SRA Handbook was replaced by the SRA Standards and Regulations. The changes are set to modernise both SRA regulation and the legal market. Learn more about these key changes.

VinciWorks

November 25, 2019

Data Protection, Ecommerce Directive, GDPR

CJEU’s latest ruling: Why this one matters to ad-powered platforms

Yesterday the Court of Justice of the European Union (CJEU) delivered a landmark verdict in the case of

Naomi Grossman

Cryptocurrency becomes legal property in England, Wales and Northern Ireland

On 2 December 2025, the Property (Digital Assets etc) Act received royal assent, meaning cryptocurrencies and stablecoins have

Nick Henderson

November compliance news round-up

What’s in this update? UK regulators intensify enforcement on harassment, mental health, bribery, and money laundering, highlighting gaps

Nick Henderson

AI, Law firms

The increasing legal liability of AI hallucinations: Why UK law firms face rising regulatory and litigation risk

AI is now embedded in everyday legal practice from drafting emails to generating contracts to structuring arguments. But

Naomi Grossman

AML, AMLA, CTF, EU

Complexity or clarity? Why simplifying AML rules could transform compliance

When Claude Bocqueraz stood before senior industry leaders and policymakers at the Compliance Council roundtable in the European

Naomi Grossman

AML, SRA

When even good enough isn’t enough: What the latest SRA fine means for every law firm

Another week, another Solicitors Regulation Authority (SRA) enforcement notice and this one should make every law firm sit

Naomi Grossman

VinciWorks 2025: Key updates in compliance training & software solutions

As we wrap up an exciting year, we want to reflect on VinciWorks’ key developments in 2025. As

Leigh Otto

More FCA naming and shaming? What the High Court’s ruling in CIT v FCA means for business

In a landmark ruling on 23 October 2025, the High Court dismissed the first judicial review challenge to

Nick Henderson

The CMA’s new enforcement era: What UK compliance teams need to know

The UK Competition and Markets Authority has entered a new phase of consumer protection enforcement. On 18 November,

Nick Henderson

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CJEU’s latest ruling: Why this one matters to ad-powered platforms

Naomi Grossman

Cryptocurrency becomes legal property in England, Wales and Northern Ireland

Nick Henderson

November compliance news round-up

Nick Henderson

The increasing legal liability of AI hallucinations: Why UK law firms face rising regulatory and litigation risk

Naomi Grossman

Complexity or clarity? Why simplifying AML rules could transform compliance

Naomi Grossman

When even good enough isn’t enough: What the latest SRA fine means for every law firm

Naomi Grossman

VinciWorks 2025: Key updates in compliance training & software solutions

Leigh Otto

More FCA naming and shaming? What the High Court’s ruling in CIT v FCA means for business

Nick Henderson

The CMA’s new enforcement era: What UK compliance teams need to know

Nick Henderson

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