Slips, trips and falls may seem trivial. We’ve all slipped on a surface, tripped over an obstacle or fallen down a step. It’s all too easy for individuals and employers to overlook the seriousness of this type of incident in the workplace. When we think of risks to our health and safety, we tend to focus on what makes the headlines: fires; building collapses; machinery and vehicle crushes; or exposure to hazardous substances. Yet, the reality is that slips and trips are the most common cause of reported workplace injuries. 

According to the UK regulator, the Health and Safety Executive (HSE),  slips, trips and falls on the same level caused almost one third (29%) of all reported non-fatal injuries at work in 2019/20. They can also lead to other types of accidents, such as falls from height or falls into machinery. It isn’t just staff who are at risk. Slips and trips cause half of all reported injuries to the public in workplaces where they have access, such as hospitals, shops and restaurants.

Shattered lives

The HSE has long recognised the individual, organisational and societal consequences of slips, trips and falls. It even went as far as to call its last major awareness-raising campaign “shattered lives”. Unlike some common safety hazards, slips and trips aren’t limited to certain industries; they can happen to you wherever you work.

The personal consequences can be devastating. As well as suffering pain from injuries, people may experience emotional distress, and even lose their livelihood. Physical injuries from a slip, trip or fall can range from sprains, cuts and bruises to broken bones, permanent disability and sometimes death. 

In one case, a woman tripped on a hole in the linoleum floor while entering a bowling club pavilion. She fell, hit her head, and later died. In another case, a cook at a busy fast food outlet slipped on a floor that had recently been wet mopped. As he put out his hand to save himself, he pulled over a nearby deep fat fryer, which spilt 35 litres of boiling hot oil. He suffered extensive burns and needed skin grafts. Another employee at the outlet received serious burns to her right leg and ankle.

Hidden Costs

The HSE estimates that organisations lose more than 1.5 million working days each year from these types of incidents. And the costs don’t stop with lost time. There can be other more hidden costs, such as damage to plant and equipment, production delays, as well as the loss of expertise and experience. On top of this there may be other financial penalties, including fines, compensation payouts and reputational damage. 

Last year, retail giant Tesco was ordered to pay fines of £733,333 after a customer slipped on liquid leaking from refrigerator units at one of its stores. He fell and suffered multiple hip fractures. Data obtained and reported by the BBC shows Network Rail paid out nearly £1m in the five years to 2018/19 for slips, trips and falls at its stations across the UK. The largest single pay-out was £39,631 after a passenger slipped on liquid at Charing Cross station.

Not Inevitable  

The HSE identifies the main barriers for organisations trying to reduce slips, trips and falls as:

  • employers and employees failing to take the risks seriously;
  • poor understanding of how these incidents happen;
  • a belief that slips and trips are inevitable – that they are simply a fact of life; and
  • inadequate risk assessments and management controls.

In guidance for its inspectors, the HSE notes that “many employers do not give slips and trips the priority they deserve. They treat them as being outside their control, inevitable or simply the employee’s fault.” It goes on to state, however, that “slipping and tripping are not inevitable, unless, of course, hazards are allowed to remain uncontrolled. Effective action can be taken to dramatically reduce slipping and tripping accidents.”

Most of these actions are simple and low cost (see box). But too many organisations are still falling down on basic organisational, planning and housekeeping issues, and missing the importance of human factors (such as distraction or fatigue) and worker involvement. Issuing slip-resistant footwear or putting up safety signs may seem like you are tackling the problem – and such controls have their place – but unless you tackle the causes further back in the chain, you will never achieve lasting improvements.      

Getting ‘Buy-in’

In reducing the likelihood of slips, trips and falls, staff training and engagement is crucial. First, people need to understand the consequences of incidents that can often seem insignificant or even humorous. Then they need to know where the hazards are and what they can do to help prevent incidents.

The HSE’s inspector guidance advises that “getting workforce ‘buy-in’ to initiatives to reduce slips and trips is crucial” and that to obtain long term reductions “attitudes and perceptions must change”. The guidance further notes: “Sensible measures should be taken to control and minimise risk, but personal responsibility and worker participation are also essential if these measures are to be effective.”

When it comes to informing and engaging employees, EssentialSkillz can help make the difference. Our Slips, Trips and Falls course sets out the practical ways employees can work with their employers to reduce the risk. But in tackling some of the HSE’s key barriers to improvement, our online training goes further. The newly updated course sets the context, dispels myths and outlines the sometimes devastating consequences of what we all too often dismiss as inevitable, or even humorous, incidents. Like all EssentialSkillz training, the course can also be customised to meet the specific needs of your workplace and staff.

Ten Practical Steps 

  • Design tasks to minimise potential leaks or spillages; fix any leaks from machinery or other equipment  immediately
  • Plan pedestrian routes to avoid potentially contaminated areas
  • Use the correct cleaning methods for the surface; don’t clean during busy times
  • Choose and maintain flooring carefully – if flooring gets loose, damaged or worn, repair or replace it
  • Look at the wider environment – ensure lighting is good and that any slopes or steps are easily visible
  • Always ensure walkways, stairs and work areas are clear of any obstructions or trailing cables
  • Select the right footwear for the environment and task
  • Think about people and organise work to avoid rushing, overcrowding or distractions
  • Provide and maintain the right equipment for any unavoidable work at height, and train staff in safe practices
  • Involve staff in task and safety decisions, such as choosing protective footwear or altering cleaning methods

 

Omnitrack’s solution for ongoing monitoring

In our latest Omnitrack update, we have now built automated ongoing monitoring into the system. These automations can be based on the amount of time a submission has been in a specific status or based on the time since it was created or updated. This enables automated reviews of a submission after a period of time for ‘recertification’ or ‘ongoing monitoring’ of compliance.

In this post we will explain why this will be one of the most valuable tools in your customer due diligence (CDD) toolbox.

Are you conducting due diligence correctly?

Identification and Verification

Under the Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) regulations, a process of customer due diligence must be carried out. Fundamentally, this involves two steps: identification and verification. 

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This is the fourth blog in a series to help law firms grapple with the latest Legal Sector Affinity Group (LSAG) guidance on the Money Laundering Regulations. 

When do I need to undertake EDD? 

In the previous blog in this series, we introduced and defined client due diligence (CDD). We explained how CDD differs, depending on the type of client entity, focusing on the requirements for individuals and companies. We also mentioned that there are three different levels of CDD that can be applied when identifying your clients: standard due diligence, simplified due diligence (SDD), and enhanced due diligence (EDD).

In this, the fourth in our LSAG blog series, we will be looking more closely at EDD, and the situations which require you to examine a client’s background more thoroughly than the standard CDD process allows.

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A strong code of conduct is vital for employees to know what is expected of them.

How do you ensure your staff are able to easily grasp your code and put it into practice without feeling overwhelmed or bored? And how do you succinctly cover topics as diverse as discrimination and harassment to bribery and cyber security?

In this webinar, we were joined by Hershey’s Head of Ethics and Compliance, Sonia Zeledón, to explore the challenges of effectively managing and training on codes of conduct.

The webinar covered:

  • The challenges of code of conduct compliance
  • How different organisations are sharing their codes of conduct with their staff
  • What we can learn from Hershey’s code of conduct
  • What effective code of conduct training looks like
  • What VinciWorks can do to help

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This is the third blog in a series to help law firms grapple with the latest Legal Sector Affinity Group (LSAG) guidance on the Money Laundering Regulations. 

What is CDD?

Client due diligence, or CDD, is the process of identifying your clients and checking that they are who they say they are. In practice, this is often viewed as a tick-box process, with CDD simply consisting of taking photocopies of passports and utility bills when new clients are onboarded. However, whilst that is often an element of what is required, CDD is far broader than that, with the exact information to be gathered (as well as the timing of when CDD should be revisited) depending on the circumstances. 

The LSAG Guidance explains: 

CDD is the collective term for the checks you must do on your clients, which may differ depending on the circumstances. It is holistic in nature and is wider than simply undertaking identification and verification of clients.

Some examples of what CDD processes can include are: 

  • Identifying clients (and beneficial owners) and verifying their identities
  • Assessing clients’ source of wealth
  • When acting for an entity (rather than an individual) making sure you understand the client’s ownership and control structure
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What is a code of conduct?

Every organisation has a code of conduct, but not everyone has bespoke training to cover it. A strong code of conduct is vital for employees to know what is expected of them and a successful code of conduct that is followed by all employees, from leadership to each and every worker, is an important part of building an ethical, inclusive culture at work. But simply reading the code is not enough to ensure that staff understand and remember its contents. For successful implementation to have a chance, training, along with consistent and continued enforcement, updates and improvements are necessary. 

Bespoke code of conduct training

Our code of conduct course is a build-your-own, fully customisable experience that enables organisations to instantly turn their hefty, complex documents into a bespoke interactive course.

Decide everything from course colours and branding to the content in each unit. The exhaustive training library covers all areas of ethics and conduct in depth, leaving you to choose the topics and detail-level relevant to your organisation. You can then modify any words directly on the page to fit your internal terminology. As you modify the course, all of your changes are applied in real time and can be shared with colleagues for approval.

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The Irish Revenue has released an updated version of the DAC6 Filing Guidelines.

Like many other EU member states, the Revenue has also released a new XML Schema, referred to as Version 1.2. This is in response to the amended DAC6 Central Directory Business Validation Rules by the European Commission. The updated schema can be found here and will apply for all DAC6 reports from 1 August 2021.

To facilitate the migration to the new schema, the Revenue’s electronic filing system for DAC6 on ROS will be unavailable from 1 August 2021. It will reopen on 17 August 2021.

Any DAC6 reports that are protected by legal professional privilege should still be filed via the Revenue’s excel template containing specific information that can be revealed despite privilege.

All the amendments are being updated in VinciWorks’ Omnitrack DAC6 reporting portal. 

Click here to find out more about VinciWorks’ award-winning DAC6 compliance training and reporting product.

Following the UK’s exit from the European Union and in response to the amended DAC6 Central Directory Business Validation Rules by the European Commission, many EU Member States have updated or are in the process of updating their DAC6 XSD reporting schemas.

Belgium

The Belgian tax authorities have released a new XSD Schema version 1.3 and an updated User Guide. This applies to all filings from 1 July 2021. 

Cyprus

The Cyprus tax department has released a new XSD Schema version 4.04. Submissions of the XML file are via the Ariadne portal. There will be no administrative fines for overdue DAC6 submissions until 30 September 2021.

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Code of Conduct: The Challenge

A strong code of conduct is vital for employees to know what is expected of them. A successful code of conduct that is followed by all employees, from leadership to management to each and every worker is an important part of building an ethical, inclusive culture at work.

But an organisation seeking to formulate a successful code of conduct or update an outdated one may quickly run into difficulties. Off-the-shelf training rarely encapsulates the nuances of each individual organisation’s policies and procedures, and write-your-own solutions are cumbersome and time-consuming.

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