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What the DOJ’s fraud focus means for compliance programs

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Introduction to SMCR for FCA-regulated firms

  • The aim of the Senior Managers and Certification Regime is to regulate individuals working in financial services by encouraging staff to take responsibility, and to make sure they understand where responsibility lies within their organisation.
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VinciWorks

August 31, 2021

Forced labour ban enforced as US detains car tyres under new import order

On 18 December 2025, U.S. Customs and Border Protection issued a new Withhold Release Order (WRO) covering certain

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Sara Henna Dahan

From client account to compliance failure: lessons from the SRA’s £68K fine

The SRA’s £68K fine against Scott-Moncrieff & Associates (ScoMo) is not just another AML enforcement headline. It is

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Naomi Grossman

Cannabis rescheduling under Trump: What it really changes for banks, SARs, and cannabis risk

In December 2025, the Donald Trump administration issued an executive order directing the federal government to expedite moving

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Sara Henna Dahan

  • CNIL, Data Protection, GDPR

Operational reality under GDPR: Insights from January 2026’s largest fines

The first month of 2026 has already delivered a stark reminder to organisations across Europe: GDPR enforcement is

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Naomi Grossman

New Zealand’s Modern Slavery and Worker Exploitation Bill could bring mandatory reporting for large organisations

New Zealand is moving again on modern slavery reform, this time with a bill designed to put clear,

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Sara Henna Dahan

January compliance news round-up

Major laws we’re tracking: UK regulatory update The UK is proposing a shakeup in how mergers and acquisitions

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Nick Henderson-Mayo

  • AML, Crypto, cryptocurrencies

Crypto has become a global money laundering machine

Cryptocurrency has long been promoted as a technological innovation that would democratise finance, reduce friction and increase transparency.

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Naomi Grossman

Cybersecurity Act 2 and the Digital Networks Act: EU proposes to rewrite cyber rules

In January 2026, the European Commission proposed one of the most far-reaching restructurings of Europe’s digital governance since

Picture of Nick Henderson-Mayo

Nick Henderson-Mayo

UK Government outlines proposed changes to competition and markets regime

Published in January 2026, the UK Government’s Refining Our Competition Regime sets out proposals to reshape merger control,

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Nick Henderson-Mayo

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