The Financial Conduct Authority (FCA) have a key focus on safeguarding vulnerable persons in the financial services industry,
The Financial Conduct Authority (FCA) have a key focus on safeguarding vulnerable persons in the financial services industry,
The Market Abuse Regulation (MAR) is enforced across the European Union (EU) since 3 July 2016 and aims
Related Courses The aggressive sales-based culture exhibited by the financial services industry has driven numerous cases of misconduct,
Financial sanctions are essentially restrictive measures imposed on financial resources and services for individuals, entities and bodies that
According to the Financial Conduct Authority, a complaint is ‘any oral or written expression of dissatisfaction, whether justified
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