FCA Compliance

Resources and insights

Popular tags

What to expect in corporate governance compliance in 2026: The trends shaping enforcement, liability and training

From failure to prevent fraud to FCA enforcement and cyber risk, see the corporate governance compliance trends shaping enforcement in 2026.

Sara Henna Dahan

December 24, 2025

Non-financial misconduct: what the FCA’s final guidance really changes and what firms must do next

FCA guidance on non-financial misconduct explained, including material risk, social media, and dismissals means for compliance training.

Nick Henderson-Mayo

December 21, 2025

More FCA naming and shaming? What the High Court’s ruling in CIT v FCA means for business

The High Court upheld the FCA's power to name firms under investigation in CIT v FCA, highlighting reputational risks for businesses.

Nick Henderson-Mayo

November 27, 2025

AML pressure rises on gambling sectors: Inside the new casino guidance update

The Gambling Commission has updated the UK casino AML guidance, changing the rules for PEPs, high-risk countries, and the DAML threshold.

Sara Henna Dahan

November 20, 2025

Compliance|FCA Compliance|Featured, NFM

FCA’s crackdown on non-financial misconduct: What it means for businesses

The FCA published its latest measures on non-financial misconduct, a landmark step in turning workplace behaviour into a regulatory matter.

Naomi Grossman

August 28, 2025

The FCA is tightening its grip on payment firms. What does this mean for compliance in 2026?

The FCA is tightening rules for payment firms to safeguard consumer funds. Find out how to prepare for May 2026.

Sara Henna Dahan

August 11, 2025

Sigma Broking’s compliance collapse: A case study in reporting failures

Sigma Broking has been fined £1.1m for five years of faulty transaction reporting—its second major breach in three years. What went wrong?

Nick Henderson-Mayo

August 3, 2025

Are the proposed SMCR reforms a step towards efficiency or a step back in accountability?

SMCR reforms aim to reduce regulation, but could they weaken personal accountability in financial services?

Sara Henna Dahan

July 17, 2025

Slick app, sloppy controls: The £21M AML fine that caught up with Monzo

Monzo’s £21M fine shows how fast growth without strong AML controls can lead to serious risk and regulatory fallout.

Sara Henna Dahan

July 14, 2025

OFSI is tightening sanctions enforcement: what’s changing and how to prepare

The Office of Financial Sanctions Implementation published its consultation response on reforming its enforcement processes, confirming it intends

Sara Henna Dahan

FCA, Financial services, Whistleblowing

How FCA whistleblowing data is quietly shaping regulatory risk

At first glance, the FCA’s Q4 2025 whistleblowing data looks like a routine quarterly update. Volumes are down.

Naomi Grossman

CCPA, Data privacy, US data privacy

Disney’s $2.75 million data privacy wake-up call

When The Walt Disney Company agreed to pay $2.75m to settle allegations under the California Consumer Privacy Act

Naomi Grossman

Sanctions compliance failure: Lessons from OFSI’s £160,000 fine against Bank of Scotland

Since Russia’s 2022 invasion of Ukraine, sanctions enforcement has been in focus, front and centre for UK regulators.

The VinciWorks Team

Employment Rights Act 2025 implementation timeline

The Employment Rights Act completed its passage through Parliament at the close of 2025, marking one of the

Nick Henderson-Mayo

Menopause compliance is going through a change: what employers need to know

The recent employment tribunal decision in Ms L Waller v Swann Engineering Group Limited found that asking a

Nick Henderson-Mayo

Data Protection, EDPB, GDPR, WhatsApp

WhatsApp v. the EDPB: Why this €225m GDPR case matters for every business

In a significant ruling that could reshape the way GDPR fines are challenged across Europe, the Court of

Naomi Grossman

New 2026 enforcement outlook signals tougher expectations for corporate compliance

Enforcement risk is expanding, not narrowing. That is the headline message from Hogan Lovells’ Global Bribery, Investigations and

Sara Henna Dahan

AI Act, AI Compliance, GDPR

Is Ireland setting the pace for AI governance in 2026?

Ireland has now moved from theory to infrastructure in AI regulation. With the publication of the General Scheme

Naomi Grossman

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FCA Compliance

Resources and insights

Popular tags

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Sara Henna Dahan

Nick Henderson-Mayo

Nick Henderson-Mayo

Sara Henna Dahan

Naomi Grossman

Sara Henna Dahan

Nick Henderson-Mayo

Sara Henna Dahan

Sara Henna Dahan

OFSI is tightening sanctions enforcement: what’s changing and how to prepare

Sara Henna Dahan

How FCA whistleblowing data is quietly shaping regulatory risk

Naomi Grossman

Disney’s $2.75 million data privacy wake-up call

Naomi Grossman

Sanctions compliance failure: Lessons from OFSI’s £160,000 fine against Bank of Scotland

The VinciWorks Team

Employment Rights Act 2025 implementation timeline

Nick Henderson-Mayo

Menopause compliance is going through a change: what employers need to know

Nick Henderson-Mayo

WhatsApp v. the EDPB: Why this €225m GDPR case matters for every business

Naomi Grossman

New 2026 enforcement outlook signals tougher expectations for corporate compliance

Sara Henna Dahan

Is Ireland setting the pace for AI governance in 2026?

Naomi Grossman

Sign up for our newsletter

Experience exceptional for yourself

Experience exceptional
for yourself