FCA, sanctions, SRA Is a risk-based approach a necessity for sanctions compliance now? In the ever-evolving world of sanctions regulation, organisations need a well-designed, risk-based sanctions compliance programme. Naomi Grossman April 23, 2025
AML, Risk, SRA Law firms’ fight against economic crime: Unraveling the risks and compliance challenges At the Law Society’s Risk and Compliance Conference, a panel was convened to address a pressing issue for the legal sector: Economic crime. Naomi Grossman March 17, 2025
AML, Law firms, SRA SRA ends the year with a fining blitz, continuing to make good on its threats SRA ends the year with a fining blitz, continuing to make good on its threats. Over £600K levied against UK firms over the past year Naomi Grossman December 17, 2024
Compliance, SDT, SRA SDT budget rises by an incredible 25% SDT budget rises by an incredible 25%. The increase is in response to a flood of cases referred by the SRA. Naomi Grossman October 27, 2024
AML, Core Group, Law firms, SRA Leading law firms join VinciWorks’ latest AML Core Group meeting Leading law firms join VinciWorks’ latest AML Core Group meeting. Over 30 firms gathered to share anti-money laundering (AML) best practices. Naomi Grossman October 1, 2024
AML, sanctions, SRA SRA announces new requirements for firms Solicitors regulation authority requires regulated firms to provide AML and sanctions data. The new requirement opens in August. VinciWorks July 7, 2024
AML, Law firm, SRA How do firms protect themselves in today’s regulatory environment? How do firms protect themselves in today’s regulatory environment? Straight talk on aligning regulatory priorities VinciWorks March 21, 2024
AML, LSAG, SRA New guidance and changes in the AML space For firms subject to AML regulations, there’s been a host of new rules and guidance. Here are the key reminders and takeaways. VinciWorks February 15, 2024