DAC6

Resources and insights

Popular tags

Sigma Broking’s compliance collapse: A case study in reporting failures

The UK Financial Conduct Authority (FCA) has fined Sigma Broking Limited £1,087,300 for submitting almost 1 million inaccurate

Nick Henderson

July compliance news round-up

What’s in this update? Key laws incoming: Some DUAA changes begin 20 Aug; Failure to Prevent Fraud starts

Nick Henderson

Anti-bribery, anti-corruption, Brazil

Seatrium’s settlement: The high cost of corruption and the long shadow of operation car wash

In what may be Singapore’s largest corruption-related settlement to date, offshore and marine engineering giant Seatrium has agreed

naomi grossman

Is your AI meeting bot a legal disaster waiting to happen?

Is the meeting bot silently recording your morning stand-up also quietly building your next legal headache? As many

Nick Henderson

Astute, Astute eLearning Platform, Astute eLearning Platform|Compliance|eLearning|Health and Safety, Astute eLearning Platform|eLearning, Astute eLearning Platform|eLearning|LXP, Astute eLearning Platform|LXP

What’s new in Astute – July 2025 update (V3.4.1)

We’ve just released the latest Astute update. This brings a set of thoughtful improvements to help streamline your

Nick Henderson

OFSI, sanctions

Sanctions compliance in 2025: What OFSI’s proposed enforcement reforms mean for UK businesses

The UK government is signalling a sharper, more assertive approach to sanctions enforcement. Businesses need to pay attention

naomi grossman

The EBA AML Opinion: Terrorist financing risk landscape in the financial sector

Why terrorist financing remains a priority risk While regulatory attention has largely centred on money laundering and fraud,

Nick Henderson

AML, PEP, SRA

The £173K mistake: How one law firm missed a PEP and paid the price

A routine property transaction. A prestigious law firm. A missed red flag. A six-figure fine. The story

naomi grossman

What’s cooking in Congress? Key financial bills every compliance officer should watch

A wave of bipartisan financial legislation is making its way through Congress even as the US House breaks

Nick Henderson

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Seatrium’s settlement: The high cost of corruption and the long shadow of operation car wash

What’s new in Astute – July 2025 update (V3.4.1)

Sanctions compliance in 2025: What OFSI’s proposed enforcement reforms mean for UK businesses

The £173K mistake: How one law firm missed a PEP and paid the price

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DAC6

Resources and insights

The £200K+ question: Why are employers still getting maternity rights wrong?

Popular tags

Categories

Sigma Broking’s compliance collapse: A case study in reporting failures

Nick Henderson

July compliance news round-up

Nick Henderson

naomi grossman

Is your AI meeting bot a legal disaster waiting to happen?

Nick Henderson

Nick Henderson

naomi grossman

The EBA AML Opinion: Terrorist financing risk landscape in the financial sector

Nick Henderson

naomi grossman

What’s cooking in Congress? Key financial bills every compliance officer should watch

Nick Henderson

Sign up for our newsletter

Experience exceptional
for yourself

Experience Exceptional.

Learning that matters.

Software that works.

Experience Excellence.

CLOSE

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DAC6

Resources and insights

The £200K+ question: Why are employers still getting maternity rights wrong?

Popular tags

Categories

Sigma Broking’s compliance collapse: A case study in reporting failures

Nick Henderson

July compliance news round-up

Nick Henderson

Seatrium’s settlement: The high cost of corruption and the long shadow of operation car wash

naomi grossman

Is your AI meeting bot a legal disaster waiting to happen?

Nick Henderson

What’s new in Astute – July 2025 update (V3.4.1)

Nick Henderson

Sanctions compliance in 2025: What OFSI’s proposed enforcement reforms mean for UK businesses

naomi grossman

The EBA AML Opinion: Terrorist financing risk landscape in the financial sector

Nick Henderson

The £173K mistake: How one law firm missed a PEP and paid the price

naomi grossman

What’s cooking in Congress? Key financial bills every compliance officer should watch

Nick Henderson

Sign up for our newsletter

Experience exceptional for yourself

Experience Exceptional.

Learning that matters.

Software that works.

Experience Excellence.

Experience exceptional
for yourself