This online training course on conflicts of interest highlights the FCA regulation around conflicts of interest and the impact on individuals and firms.
The FCA's conduct of business framework helps individuals and firms to manage the risk of conflicts of interest. Failure to comply can lead to enforcement action. In this course, employees of Investmentise (a fictional firm) will encounter various conflicts of interest. Your challenge is to prevent them from breaching the FCA's compliance framework.
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This is a trial version of the course FCA Conflicts of Interest. Please note, we do not offer certificates for trial course completions.
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