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FCA Complaints Handling

15 Minutes Short course Financial Services

This course provides everything financial service employees need to know to comply with FCA requirements.

Description

The FCA requires financial firms to follow a formal process for receiving and handling customer complaints. That means that workers must be trained in all the different steps of this process, from recognising complaints to investigating them, responding to, and recording each complaint properly. This training is designed to provide everything service employees need to know to comply with FCA requirements and, hopefully, please even the most dissatisfied customer.

Course Objectives

  • What types of comments must be treated as complaints
  • How to process and respond to complaints
  • The importance of good complaint handling to the business

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This is a trial version of the course FCA Complaints Handling. Please note, we do not offer certificates for trial course completions.

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Reviews

From immaculately helpful customer service to precisely working to understand our training requirements with diligence, VinciWorks has made everything I wanted to happen – happen.

Stewart Haynes

Group Compliance & Data Protection Officer
VistaJet (Group) Limited

One of the strengths of VinciWorks is facilitating the collaborative process. This has produced better solutions that achieve our mutual compliance goals and importantly does so at a lower cost.

Guy Powell

Head of Compliance and Standards
Hogan Lovells

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Rachel Sullivan

Compliance Manager
Arran Isle Limited

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Mark Hawkins

Training and Development Manager
Audley Travel

I highly value the opportunity to work collaboratively with my peers from other leading firms. By sharing knowledge, experience and resources, we are able to produce better solutions and establish best practice.

Che Odlum

Compliance Manager
DLA Piper