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Five key steps to take to avoid conflicts of interest in the workplace

Clear guidance on ethical decision-making is crucial for navigating conflicts of interest. Here are five steps to take to avoid conflicts.

VinciWorks

September 12, 2024

SRA AML decisions a warning to small and medium sized law firms

Fines handed down by the SRA highlight the money laundering dangers for small and medium sized law firms in AML compliance.

VinciWorks

April 21, 2024

Rise in SRA law firm sites’ audits – and fines

Compliance Office notices rise in SRA law firm sites’ audits and fines. Be prepared with the Compliance Office checklist.

VinciWorks

December 13, 2023

Over 30 leading law firms join VinciWorks’ second AML Core Group Meeting

More than 30 leading law firms joined VinciWorks’ recent AML Core Group Meeting.

VinciWorks

December 5, 2023

Client and matter risk assessments – what are firms not getting right?

How should SRA regulated law firms carry out client and matter risk assessments? What are the expectations of the SRA to maintain compliance?

VinciWorks

October 18, 2023

The great regulatory shift. Do we need to prepare for doom?

Presenters at the Law Society conference believe there will be more regulations this year and law firms need to be prepared.

VinciWorks

September 28, 2023

SRA’s annual AML report indicates that many firms remain non-compliant

At the Law Society’s Anti-Money Laundering and Financial Crime Conference 2023, Collette Best, the SRA’s director of anti-money laundering, provided a sneak peek into the regulator’s upcoming annual report.

VinciWorks

September 27, 2023

SRA Compliance Update July 2023

What's the latest in updates and news from the Solicitors Regulation Authority? Compliance Offices' Andy Donovan takes us through it.

VinciWorks

July 27, 2023

Upcoming webinar: SRA’s Diversity Survey – A guide to beating this summer’s deadline with the SRA’s Head of EDI

The SRA has announced that its biannual mandatory diversity survey will be due on 23 July 2023. In this webinar, our experts will discuss the importance of reporting and publishing SRA diversity data.

VinciWorks

June 14, 2023

December compliance news round-up

Your 2026 compliance cheatsheets What to expect in corporate governance compliance in 2026. What to expect in 2026

Nick Henderson

Failure to Prevent Fraud: just over four months on, are businesses really ready?

On 1 September 2025, the UK’s new corporate offence of Failure to Prevent Fraud came into force under

Sara Henna Dahan

OFAC’s $4.7m real estate penalty is a sanctions case study in plain sight

On 24 November 2025, the US Treasury’s Office of Foreign Assets Control (OFAC) imposed a $4,677,552 civil penalty

Sara Henna Dahan

Millicom’s TIGO Guatemala resolution: $118m paid to close US foreign bribery investigation

Millicom International Cellular, the Luxembourg-incorporated telecoms group behind the Tigo brand in Latin America, has agreed a two-year

Sara Henna Dahan

Will a private members’ bill redefine workplace bullying in the UK?

For years, workplace bullying has sat in an awkward legal gap. Employees who experience sustained intimidation, humiliation, or

Nick Henderson

The shadow fleet that would not die: how OFAC finally caught up with the “Kunlun legacy” network

There is a temptation to treat the “shadow fleet” as something new. It is often discussed as a

Sara Henna Dahan

Compliance lessons from the first FCPA Deferred Prosecution Agreement of Trump’s second term

On 12 December 2025, the US Department of Justice announced a Deferred Prosecution Agreement under the Foreign Corrupt

Nick Henderson

What AMLA’s new risk methodology means for compliance professionals

For years, EU anti-money laundering supervision has rested almost entirely with national competent authorities. That model is now

Nick Henderson

What to expect in corporate governance compliance in 2026: The trends shaping enforcement, liability and training

Corporate compliance in 2026 is defined less by new tick-box rules and more by a clear shift in

Sara Henna Dahan

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December compliance news round-up

Nick Henderson

Failure to Prevent Fraud: just over four months on, are businesses really ready?

Sara Henna Dahan

OFAC’s $4.7m real estate penalty is a sanctions case study in plain sight

Sara Henna Dahan

Millicom’s TIGO Guatemala resolution: $118m paid to close US foreign bribery investigation

Sara Henna Dahan

Will a private members’ bill redefine workplace bullying in the UK?

Nick Henderson

The shadow fleet that would not die: how OFAC finally caught up with the “Kunlun legacy” network

Sara Henna Dahan

Compliance lessons from the first FCPA Deferred Prosecution Agreement of Trump’s second term

Nick Henderson

What AMLA’s new risk methodology means for compliance professionals

Nick Henderson

What to expect in corporate governance compliance in 2026: The trends shaping enforcement, liability and training

Sara Henna Dahan

Sign up for our newsletter

Experience exceptional for yourself

Experience exceptional
for yourself