On-Demand Webinar

The top five compliance risks facing law firms

Get instant access

Fill in your details below

Fill in your details below for instant access to the VinciWorks resource: The top five compliance risks facing law firms

By filling in this form you agree to share your information with VinciWorks. We take privacy seriously, click here to read our privacy notice.

Most PI claims against law firms come from a missing control, a rushed process or a risk that nobody owns. Cyber incidents, undisclosed conflicts, missed deadlines, AML failures, and unclear engagement terms lead to numerous notifications and complaints.

This webinar examined the point at which a compliance failure becomes a claim, and the controls firms can put in place now to reduce exposure.

What this session covered

  • Cybersecurity and data breaches
  • Conflicts of interest and client intake controls
  • Missed deadlines and matter management failures
  • AML, sanctions and regulatory failures
  • Engagement terms and scope creep