Vulnerable Customers: A Short Overview (Finance)
10 Minutes
SMCR: The Senior Managers and Certification Regime
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Topic
Duration
Industry
Jurisdiction
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Description
All FCA-regulated firms are required to comply with the Senior Managers and Certification Regime, a program designed to raise standards of conduct for everyone working in financial services. This course will provide you with the training you need to comply with SMCR requirements. It includes in-depth looks at each of the six Conduct Rules for general staff and four Conduct Rules for Senior Managers.
Course Objectives
- What the SMCR is
- How to comply to the SMCR
- How to report a breach
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This is a trial version of the course SMCR: The Senior Managers and Certification Regime Please note, we do not offer certificates for trial course completions.
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