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Securities Law

Know Your Trade

Online Securities Law training — scenario-based learning

The Securities and Exchange Commission regularly brings enforcement actions against businesses and individuals who engage in illegal practices, including levying substantial fines, criminal convictions and even prison time. In Securities Law: Know Your Trade, users face a set of realistic characters and scenarios from all walks of life, some of whom may be trying to engage in illegal practices. It is up to users to assess the risk of each situation and decide on the best course of action based on company procedures and the law.

Gain points as you train

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Course features

  • Learn how to recognize examples of illegal behavior
  • Gamified learning that rewards users with a new experience points system
  • 100% customizable and mobile friendly short modules
  • Translated versions available in multiple languages
  • Up to date information including real-life examples of SEC enforcement action
  • Add your own custom scenario questions
  • Expert users are able to "test-out", allowing them to complete the course in less time

Screenshots from the course

Three interactive modules

Each of the three modules in the course presents scenario-based questions, allowing users to instantly review the knowledge they have learnt.

The three modules are:

Inside Information
Market Manipulation
Fraud

Course outcomes

  • Understand the requirements of securities law
  • Learn to evaluate risks and follow the right course of action
  • Know how to spot insider risks and red flags
  • Be aware of your responsibilities when working or dealing with securities
  • Consider the real-world implications of illegal behavior

Contact us to receive a quotation for your organisation