Risk Management: Fundamentals
20 Minutes
IAF: Understanding the Conduct Standards
Title
Topic
Duration
Industry
Jurisdiction
Type
Description
The Individual Accountability Framework (IAF) introduces personal legal obligations for individuals working in regulated financial services in Ireland. This course explains what the IAF is, why it was introduced, and what it means for how you do your job.
You will work through each of the five Common Conduct Standards, explore what breaches look like through realistic scenarios, and learn what enforcement action can look like under the new regime. The course also covers the Additional Conduct Standards for those in senior roles, and explains what to do if you think a breach has occurred.
Course Objectives
- Describe the purpose and key elements of the Individual Accountability Framework
- Identify the Conduct Standards that apply to your role
- Recognise examples of breaches across each of the five Common Conduct Standards
- Explain what enforcement action can look like under the IAF and how the Central Bank assesses cases
- Know how to raise a concern if you think a breach has occurred
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This is a trial version of the course IAF: Understanding the Conduct Standards Please note, we do not offer certificates for trial course completions.
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