At Compliance Office, part of VinciWorks, we take the resource-intensive compliance burdens off your shoulders, ensuring you are always up to date and prepared for an SRA visit. We offer tailored solutions to support your COLP and MLRO, providing everything from outsourced risk and compliance assistance to specialised training and audits. Whether you need SRA health checks, AML audits, or help with Lexcel and CQS accreditation, we’ve got you covered. Our aim is to help law firms meet regulatory obligations with ease while managing risk effectively.
Key services we provide:
- SRA compliance support: Outsourced support for COLPs, including handling compliance queries, training, and policy updates.
- AML audits and health checks: Independent regulation 21 audits, SRA audits, and policy reviews, ensuring compliance with AML and SRA standards.
- Law firm set-up/ABS conversions: Guidance and support for setting up new firms and converting to ABS structures, including compliance system setup and SRA authorisation.
- Bespoke training: AML, sanctions, SRA code of conduct, information security, and in-person training tailored to your firm’s needs.
- One-off compliance projects: Assistance with conflicts of interest, source of funds, disclosure queries, and more.