SRA Standards and Regulations: Fundamentals
40 Minutes
SRA: Insurance Distribution Activities
Title
Topic
Duration
Industry
Jurisdiction
Type
Description
Law firms that carry out insurance distribution activities must comply with specific professional and organisational requirements designed to protect clients and ensure appropriate standards of conduct. This course explains how insurance distribution activities are regulated for SRA-authorised firms, including advising on, proposing, or carrying out work related to insurance contracts, as well as assisting in their administration and performance, including in the event of a claim.
The course also clarifies the regulatory relationship between the Solicitors Regulation Authority (SRA) and the Financial Conduct Authority, helping learners understand their firm’s responsibilities when operating as an exempt professional firm. Learners explore conduct of business requirements, information and disclosure obligations, and the need to ensure recommendations and arrangements meet clients’ demands and needs. Designed as a short, standalone module, this course is suitable for staff involved in insurance-related activities or requiring targeted refresher training.
Course Objectives
- Explain the professional and organisational requirements that apply to insurance distribution activities in law firms
- Identify conduct of business obligations when advising on or arranging insurance
- Recognise information and disclosure requirements that must be met when dealing with clients
- Apply regulatory standards to ensure insurance distribution activities meet clients’ demands and needs
Fill in your details below to instantly view the course for free.
This is a trial version of the course SRA: Insurance Distribution Activities Please note, we do not offer certificates for trial course completions.
By filling in this form you agree to share your information with VinciWorks. We take privacy seriously, click here to read our privacy notice.
