SRA Standards and Regulations: Fundamentals
40 Minutes
SRA Advanced: Managing Clients and Matters
Title
Topic
Duration
Industry
Jurisdiction
Type
Description
This advanced course explores how the Solicitors Regulation Authority Standards and Regulations apply in practice when managing clients and matters from initial engagement through to file closure. Learners examine key areas including client identification and due diligence, conflict checks and conflict management, engagement letters and client terms, insider dealing risks, supervision and delegation, cyber and administrative risks, and orderly matter closure.
Through scenario-based questions and practical examples, the course helps learners apply regulatory requirements to real-world situations, recognise common risk points, and understand how to document decisions and manage matters in a way that protects clients and meets professional obligations.
Course Objectives
- Identify appropriate client identification and due diligence checks when accepting instructions
- Analyse conflict scenarios and take appropriate steps to manage or avoid conflicts of interest
- Recognise and respond to insider dealing and market abuse risks that may arise during a matter
- Apply regulatory requirements throughout the full lifecycle of a client matter
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This is a trial version of the course SRA Advanced: Managing Clients and Matters Please note, we do not offer certificates for trial course completions.
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